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    Funds in Focus Conference 2021: An Annual Assembly on What Matters Around Industry Matters

    December 2021

  • Client Alert

    OCIE Issues Risk Alert on Common Deficiencies Observed in Adviser Compliance Programs

    December 3, 2020

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    Proskauer Earns 93 Tier One Rankings in “Best Law Firms” 2021

    November 6, 2020

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    TALF Program Update: Master Loan and Security Agreement and Updated FAQs

    November 3, 2020

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    SEC Announces 2020 National Compliance Outreach Seminar for Investment Companies and Investment Advisers

    From The Capital Commitment Blog on October 29, 2020

  • Client Alert

    BE-180 Deadline Approaching for Certain Fund Managers

    September 24, 2020

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    Regulation of Custodial Practices Under the Investment Advisers Act of 1940 Rule 206(4)-2

    September 2020

  • Client Alert

    New DOJ Merger Remedies Manual Cites Strong Preference for Structural Remedies - New Openness to Private Equity Buyers

    September 11, 2020

  • Client Alert

    SEC Expands the “Accredited Investor” and “QIB” Definitions and the Permitted Scope of “Testing the Waters”

    September 9, 2020

  • Blog

    Poison Pills In the Wake of COVID-19: A Refresher on Terms and Variations of Shareholder Rights Plans

    From The Capital Commitment Blog on August 31, 2020

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